The Regulatory Resolutions team has extensive experience implementing and managing complex receiverships and monitorships in enforcement actions brought by regulators in state and federal courts. For each assignment, we assemble the appropriate mix of professionals – lawyers, accountants, computer forensic specialists, investigators, and other subject matter experts. Our professionals and project partners have diverse backgrounds and substantial experience.
We have been appointed by courts across the country. These appointments include cases brought by the Securities and Exchange Commission, the Federal Trade Commission, the Commodity Futures Trading Commission, the Consumer Financial Protection Bureau, and a number of state regulatory agencies. The assignments have involved a broad range of issues: investment offerings; Ponzi schemes; loan modification operations; payday loan enterprises; and consumer product manufacturing and distribution. The scale of the underlying businesses covers the spectrum, from single-site locations to complex and sprawling national operations with hundreds of employees and facilities in multiple states.